Barred by the SEC. Unauthorized trading, unsuitable trading, and churning, per the SEC. Multiple violations and complaints stemming from unlawful activity resulted in his harming his clients.
Between June 1997 and October 1998, Dallal engaged in misconduct in the accounts of several customers. His violations included unauthorized trading
Barred by the SEC. Unauthorized trading, unsuitable trading, and churning, per the SEC. Multiple violations and complaints stemming from unlawful activity resulted in his harming his clients.
Between June 1997 and October 1998, Dallal engaged in misconduct in the accounts of several customers. His violations included unauthorized trading, unsuitable trading, and churning, per the SEC.
Dallal has been indicted on criminal charges of securities fraud and conspiracy to commit securities fraud.
https://www.sec.gov/alj/aljorders/2003/3-10765-1.pdf
https://www.sec.gov/litigation/aljdec/33-8279.htm
After multiple consumer complaints, prohibited from participating, in any manner or capacity, in the conduct of the affairs of any mortgage broker or consumer lender.
After getting barred in Washington State, he has gone on to deceive and defraud in other states
https://dfi.wa.gov/sites/default/files/consumer-services/enforcement-actions/C-10-253-11-CO01..pdf
Under Dallal's leadership: falsification of incorporation documents, loan fraud, falsification of company records, employment of undocumented workers, Labor Code violations, unlicensed brokers, bribery, computer hacking, and racism.
He continues o defraud and deceive as a mortage broker in California to this day.
https://caselaw.findlaw.com/ca-court-of-appeal/1562825.html
